Office Address
Registerd Office :

28, Prakash Apartments 05, Ansari Road, Darya Ganj New Delhi-110002

Member :

National Stock Exchange of (I) Ltd

(SEBI REGN No.: INB 230771333),

Bombay Stock Exchange of (I) Ltd

(SEBI REGN No.: INB 010771336),

National Securities Depository Ltd

(DP ID : IN301590)

Escalation Matrix:

Details of Contact Person Address Contact No. Email Id
Customer Care Mr. Rajeev Chauhan 28, Prakash Apartments 05, Ansari Road, Darya Ganj New Delhi-110002 9899499775 chauhan@rbcfin.com
Head of Customer Care Mr. Pankaj Sharma 28, Prakash Apartments 05, Ansari Road, Darya Ganj New Delhi-110002 9312645584 backoffice@rbcfinserv.com
Compliance Officer Mr. Rajiv Gupta 28, Prakash Apartments 05, Ansari Road, Darya Ganj New Delhi-110002 9811672548 rajiv@rbcfin.com
CEO Mr. Rajiv Gupta 28, Prakash Apartments 05, Ansari Road, Darya Ganj New Delhi-110002 9811672548 rajiv@rbcfin.com

Working Hours : - 9.00 AM to 6.00 PM (Monday to Friday)


Names and contact details of all Key Managerial Personnel including the Compliance Officer -

Sr. No. Name of the Individual Designation Mobile Number Email Id
1 Mr. Rajiv Gupta C E O 9811672548 rajiv@rbcfin.com
2 Mr. Rajiv Gupta Compliance Officer 9811672548 rajiv@rbcfin.com
3 Mr. Rohit Gupta Whole Time Director 9811072128 rohit@rbcfin.com
4 Mr. Rajeev Chauhan Chief Financial Officer 9899499775 chauhan@rbcfin.com

Basic details of the SB NSE

Sr. No. Name of the Individual Designation Mobile Number Email Id
1 Mr. Rajiv Gupta C E O 9811672548 rajiv@rbcfin.com
2 Mr. Rajiv Gupta Compliance Officer 9811672548 rajiv@rbcfin.com
3 Mr. Rohit Gupta Whole Time Director 9811072128 rohit@rbcfin.com
4 Mr. Rajeev Chauhan Chief Financial Officer 9899499775 chauhan@rbcfin.com

Details of Authorized Persons

Sr.No. Authorised Person's Name Authorised Person Code (Exchange wise) Constitution Status Registered Address Terminal Details (Exchange Wise)
(Approved / Cancelled) Add City State Pin code Terminal Allotted (Y/N) No. of Terminals
1 SHREE VINAYAAK SECURITY SHREE VINAYAAK SECURITY Firm Approved 35/19 North Civil Lines Sadar Bazar MUZAFFARNAGAR UTTAR PRADESH 251001 Y 2
2 JUHI GANDHI JUHI GANDHI Individual Approved H No 31 DLF Phase – 3 Siris Road GURGAON HARYANA 122002 Y 1
3 NISHANT GUPTA ARIHANT FINANCES Individual Cancelled C - 34 BGANGOTRI ENCLAVEGANGOTRI ENCLAVE ALAKNANDA NEW DELHI DELHI 110019 N 0
4 TEENA GUPTA DEV INVESTMENTS Individual Approved 37,38 Kunwar Vinod Market near Mahavir chowk MUZAFFARNAGAR UTTAR PRADESH 251001 Y 1
5 DYANAND KUMAR DYANAND KUMAR Individual Approved 323 Mahtab Nagar Sikandrabad BULANDSHAHR UTTAR PRADESH 203205 Y 1
6 PARDEEP KUMAR MITTAL BHAWANISH SECURITIES Individual Approved C/4/1209 Suthran Mohalla JAGADHRI HARYANA 135003 Y 6
7 NEENA NAGPAL SAHIL ASSOCIATES Individual Approved 30 uday park, new delhi SOUTH DELHI DELHI 110049 Y 3

RBC Financial Services Pvt. Ltd. Bank Account details

Bank Name Account Number IFSC Code MICR No
HDFC Bank RBC Commodities 00030340013594 HDFC0000003 110240001
HDFC Bank RBC Financial Services Pvt Ltd 00030340002593 HDFC0000003 110240001

Basic details of the SB.

Stock Broker Name Registration Number Registered Address Branch Address (if any) Contact Number Contact Number
RBC Commodities INZ000055123 28, Prakash Apartments 05, Ansari Road, Darya Ganj New Delhi-110002 -N.A.- 011-45737475 011-45737405

Details of Authorized Persons

Sr.No. Authorised Person's Name Authorised Person Code (Exchange wise) Constitution Status Registered Address Terminal Details (Exchange Wise)
(Approved / Cancelled) Add City State Pin code Terminal Allotted (Y/N) No. of Terminals
1 VIJAY NAGPAL KARAN NAGPAL & CO Individual Approved 30 uday park, new delhi SOUTH DELHI DELHI 110049 N 0

Detailed write up on procedure for filing a complaint on a designated mail.

For any complaint please mail us on rbcfin1@gmail.com . Con can register your complaint by calling on our telephone no 011-45737475

If complaint is not addressed to your satisfaction you can follow our escalation matrix

Link of Escalation Matrix:

In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI: at

https://scores.gov.in/scores/Welcome.html

or Exchange /DP at:

BSE: https://bsecrs.bseindia.com/ecomplaint/frmInvestorHome.aspx

NSE: https://investorhelpline.nseindia.com/NICEPLUS

NSDL:https://www.epass.nsdl.com/complaints/websitecomplaints.aspx

Detailed write up on procedure for opening trading account with us.

Documents Required to Open Trading Account are

Identity Proof - PAN card is mandatory.

Address Proof - Aadhaar card, recent Electricity Bill, Passport, Voter’s ID, Driver’s Licence, Bank Passbook, etc.

Income Proof - Latest Salary slip, Income Tax Return, or last 6 months bank statement

Bank proof : Cancel cheque

Step 1 : Download KYC form from our website.

Step 2 : Fill KYC Form. - To complete the KYC procedure, you must fill details like your name, address, permanent account number (PAN), Aadhaar card number, and date of birth in relevant column .

Step 3 : Send physical KYC form to our office with required documents to complete your KYC process.

Step 4 : upon successful verification of your documents and KYC Form, your trading account will be opened within 24 hours.

Step 5 : You will receive login credentials via email, which you can use to start trading in the stock market.

Detailed write up on procedure for opening Depository account with us.

Step-by-step process and documents required to open a Depository account.

Documents Required to Open Depository Account are

Identity Proof - PAN card is mandatory.

Address Proof - Aadhaar card, recent Electricity Bill, Passport, Voter’s ID, Driver’s license, Bank Passbook.

Income Proof - Latest Salary slip, Income Tax Return, or last 6 month’s bank statement

Bank proof : Cancel cheque

Step 1 : Request for Account opening KYC form by requesting on our mail id rbcfin1@gmail.com or by calling at our phone no 011-45737414 / 15.

Step 2 : Fill KYC Form. - To complete the KYC procedure, you must fill details like your name, address, permanent account number (PAN), Aadhaar card number, and date of birth in relevant column .

Step 3 : Send duly filled physical Account opening KYC form to our office with required documents to complete your Account opening KYC process.

Step 4 : Upon successful verification of your documents and KYC Form, your Depository account will be opened within 24 hours.

Step 5 : You will receive login credentials and other documents via post.